CFTC Orders Swap Dealer INTL FCStone Markets, LLC to Pay a $200,000 Civil Monetary Penalty for Failure to Supervise Swaps Trading in Violation of CFTC Regulation 23.602
regulatory2015-08-19
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The U.S. Commodity Futures Trading Commission (CFTC) filed and simultaneously settled charges against INTL FCStone Markets, LLC, a provisionally registered Swap Dealer, for failure to diligently supervise traders in its Kansas City Energy Group.
Source: CFTC.gov
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