CFTC Orders Swap Dealer INTL FCStone Markets, LLC to Pay a $200,000 Civil Monetary Penalty for Failure to Supervise Swaps Trading in Violation of CFTC Regulation 23.602
The U.S. Commodity Futures Trading Commission (CFTC) filed and simultaneously settled charges against INTL FCStone Markets, LLC, a provisionally registered Swap Dealer, for failure to diligently supervise traders in its Kansas City Energy Group.
Source: CFTC.gov